Account Search

ACCOUNT ID 123346456

ACCOUNT HOLDER Bobby Ridge

PAYER Client Clearing Company

Activity Results

Income Distribution

Gains1.7M
Adjustments1.7M
Dividends1.7M

Income Distribution

NRA1.7M
FATCA1.7M
Domestic1.7M

Income Distribution

Bonds1.7M
Equities1.7M
Common Stock1.7M

All/Active/Void

Beneficial Owner

		Effective Date
Legal Name (s)	Bobby Ridge, Barbara Ridge 2 Journal Square 7th Floor Jersery City, NJ 07306 UNITED STATES	04/12/2016
Excempt Code	Excempt	04/23/2016
Date of Birth (Primary)		04/01/1969
Active Status	Yes	05/29/2016
Account Type	JTWRC	05/01/2016
Business Chanel	Correspondent Clearing	04/29/2016
Correspondent	Introduction to Broker C	05/19/2016
Sub-Chanel	Premier	06/01/2016
E-Delivery	Yes

		Effective Date
Mailing Address	Bobby Ridge, 1 Park Avenue South 12th Floor, New York, NY 12345 UNITED STATES	July 16, 2016

Alternate Mailing Address

		Effective Date	Mailing Period	Status	Recurring
Address 1	2 Journal Square 7th Floor Jersey City, NJ 07306 UNITED STATES	April 12, 2016	May 1, 2016-July 30, 2016	Active
Address 2	1 Park Avenue South 12th Floor New York, NY 12345 UNITED STATES	April 12, 2016	May 1, 2016-July 30, 2016	Active

Account Holder Elections

		Effect Start	Effect End	Term Date	History
Electronic Delivery	Paper and Electronic	04/16/2016	05/17/2016	06/01/2016	View
Corrections Threshold Override	$20	04/16/2016	05/17/2016	06/01/2016	View
Form Status	Consolidated with Details	04/16/2016	05/17/2016	06/01/2016	View
Form Opt_Out	Basic Only	04/16/2016	05/17/2016	06/01/2016	View
Form Opt_In	Premium	04/16/2016	05/17/2016	06/01/2016	View
Fiscal Year	12/31	04/16/2016	05/17/2016	06/01/2016	View

Market Discount preference	???	Bond Premium preference	???

	MARKET DISCOUNT	BOND PREMIUM	EFFECTIVE DATE
Debt Elections	Deferred When Eligible	Deferred When Eligible

Owner Tax Profile

DOCUMENT STATUS

TYPE	EFFECTIVE	EXPIRED/S	DOCUMENT	DOCUMENT ID
W-9	04/01/2015	N/A	W9_040115.pdf	IWS-0004
W8-BEN, Treaty with TIN	04/01/2013	N/A	W8_040113.pdf	MKT-9988
W8-BEN, Treaty No TIN	12/01/2012	12/31/2015	W8_121512.pdf	DTC-AABB

IDENTIFICATION NUMBER

	Type	Country Of Issuance	Effective Date
999-99-9999	Paper and Electronic	US	04/16/2016
xxxxxxx.xxxxxx.xx.xxxx	GIIN	US	05/03/2016
AAAAAAAAA	FEIN	UK	05/02/2016

	Status	Effective Date
TIN Match	Valid	04/16/2016
GIIN	Not Performed	05/02/2016

	CHAPTER 3	EFFECTIVE	CHAPTER 4	EFFECTIVE	LOB
1042-S Status	25	04/01/2013			12

Domestic Status	Domestic, Nonexcempt
State Filling	New York	Postal Desgination	Domestic

		Reason	EFFECTIVE Date
Designated Test Account	Yes	WHFIT Eligible	05/02/2016

Collapse All

General

Create ID	123456789	Change ID	98764
Date Modified	00/00/0000	Date Added	00/00/0000

Effective Date

Payer Association

Firm	111	Branch	111
Correspondant ID	111	Rep	111

Tax Identification Numbers

TIN	99-99999999	TIN_Type	EIN
GIIN	1234567890123	EFIN	1234567890123

Reporting Status

Reportable Plan Type	99-99999999	Qual Plan Type	EIN
State Tax	1234567890123	Country Tax	1234567890123
Province Tax	New Foundland

Documentation

Doc Type	W8-IMY	Certification Status	Certified
Chapter 3	12	LOB	12
Chapter 4	12	QI Status	-
PR Doc Type	-

NRA Withholding Rates

Dividend	Yes	REITS Dividend	30
Interest	30	FIRPTA	30
MLP	30	Royality	30

NRA ECI Elections

Dividend	Yes	Interests	Yes
OID	Yes	Limited Partnership	Yes
Other	No	Royalities	No
Syndicated Loans	Yes	Trades	No

Notes

Notecode	31
Notes	Amount Updated ECI elections on 04/01/2017

Stock Record Results

Product Type

Gains1.7M
Adjustments1.7M
Dividends1.7M

Location

NRA1.7M
FATCA1.7M
Domestic1.7M

Last Activity Date

Bonds1.7M
Equities1.7M
Common Stock1.7M

All/Active/Void

INCOME
TRADE

Legend

Expand All

Summary of Qualified Stated Interest Distributions and Related Events

Date of Last Activity 06/29/17

QUALIFIED STATED INTERESTS

CATEGORY

AMOUNT

Total Interest Income

$999,999,999.99

Taxable

$999,999,999.99

Taxable, Accrued

$999,999,999.99

Government

$999,999,999.99

Interest Rebates

$999,999,999.99

Tax Credit

$999,999,999.99

Short Term, Taxable

$999,999,999.99

Clean Renewable Energy

$999,999,999.99

Other

$999,999,999.99

Early withdrawal penalty

$999,999,999.99

Total U.S. Treasury Interest

$999,999,999.99

Treasury

$999,999,999.99

Treasury, Accrued

$999,999,999.99

Total Tax Exempt

$999,999,999.99

Tax Exempt

$999,999,999.99

Tax Exempt, AMT

$999,999,999.99

Tax Exempt, AMT, Accrued

$999,999,999.99

Total U.S. Sourced

$999,999,999.99

Total Non-U.S. Sourced

$999,999,999.99

CHARGES, EXPENSES, TAXES AND FEES

CATEGORY

AMOUNT

Total Short Interests Charged

$999,999,999.99

Accrued Interests Paid

$999,999,999.99

Taxable

$999,999,999.99

Government

$999,999,999.99

Tax Credit

$999,999,999.99

Clean Renewable Energy

$999,999,999.99

Other

$999,999,999.99

U.S. Treasury

$999,999,999.99

Tax Exempt

$999,999,999.99

Tax Exempt, AMT

$999,999,999.99

Total Investment Expenses

$999,999,999.99

Taxable

$999,999,999.99

Tax Exempt

$999,999,999.99

Tax Exempt, AMT

$999,999,999.99

Taxes Paid

$999,999,999.99

Federal Backup Withholding

$999,999,999.99

FATCA Tax

$999,999,999.99

Nonresident Alien Taxes Paid

$999,999,999.99

Foreign Taxes

$999,999,999.99

State Taxes Withheld

$999,999,999.99

California

$999,999,999.99

Maine

$999,999,999.99

Tax Credit

$999,999,999.99

Clean Renewable Energy

$999,999,999.99

Other

$999,999,999.99

ADJUSTMENTS TO QUALIFIED STATED INTERESTS

CATEGORY

AMOUNT

Total Bond Premium

$999,999,999.99

Taxable

$999,999,999.99

Government

$999,999,999.99

Tax Credit

$999,999,999.99

Clean Renewable Energy

$999,999,999.99

Other

$999,999,999.99

U.S. Treasury

$999,999,999.99

Tax Exempt

$999,999,999.99

Tax Exempt, AMT

$999,999,999.99

Total Market Discount

$999,999,999.99

Taxable

$999,999,999.99

Government

$999,999,999.99

Tax Credit

$999,999,999.99

Clean Renewable Energy

$999,999,999.99

Other

$999,999,999.99

U.S. Treasury

$999,999,999.99

Tax Exempt

$999,999,999.99

Tax Exempt, AMT

$999,999,999.99

Contingent Interests

$999,999,999.99

Excess Interest

$999,999,999.99

Interest Shortfall

$999,999,999.99

Shortfall Carryover, Current Year

$999,999,999.99

Shortfall Carryover, Prior Year

$999,999,999.99

Summary of Original Issue Discount, Nonqualified Interest and Related Events

Date of Last Activity 06/29/17

ORIGINAL ISSUE DISCOUNT

CATEGORY

AMOUNT

Total OID

$999,999,999.99

Taxable

$999,999,999.99

Taxable, Short Term

$999,999,999.99

Government

$999,999,999.99

Government, Short Term

$999,999,999.99

Inflation Protection

$999,999,999.99

Tax Credit

$999,999,999.99

Clean Renewable Energy

$999,999,999.99

Other

$999,999,999.99

Total U.S. Treasury Interest

$999,999,999.99

Treasury

$999,999,999.99

Inflation Protection

$999,999,999.99

Short Term

$999,999,999.99

Total Tax Exempt

$999,999,999.99

Tax Exempt

$999,999,999.99

Tax Exempt, AMT

$999,999,999.99

Total U.S. Sourced

$999,999,999.99

Total Non-U.S. Sourced

$999,999,999.99

Nonqualified Interests

$999,999,999.99

Contingent Interest

$999,999,999.99

Contingent Interest

$999,999,999.99

Payments in Kind

$999,999,999.99

CHARGES, EXPENSES, TAXES AND FEES

CATEGORY

AMOUNT

Total Investment Expenses

$999,999,999.99

Taxable

$999,999,999.99

U.S. Treasury

$999,999,999.99

Tax Exempt

$999,999,999.99

Tax Exempt, AMT

$999,999,999.99

Taxes Paid

$999,999,999.99

Federal Backup Withholding

$999,999,999.99

FATCA Tax

$999,999,999.99

Nonresident Alien Taxes Paid

$999,999,999.99

Foreign Taxes

$999,999,999.99

State Taxes Withheld

$999,999,999.99

California

$999,999,999.99

Maine

$999,999,999.99

Other Bond Premiums

$999,999,999.99

Nondeductible Bond Premium

$999,999,999.99

Carryforward

$999,999,999.99

Disallowed

$999,999,999.99

Tax Credit

$999,999,999.99

Clean Renewable Energy

$999,999,999.99

Other

$999,999,999.99

ADJUSTMENTS TO ORIGINAL ISSUE DISCOUNT

CATEGORY

AMOUNT

Total Bond Premium

$999,999,999.99

Taxable

$999,999,999.99

Government

$999,999,999.99

Tax Credit

$999,999,999.99

Clean Renewable Energy

$999,999,999.99

Other

$999,999,999.99

U.S. Treasury

$999,999,999.99

Tax Exempt

$999,999,999.99

Tax Exempt, AMT

$999,999,999.99

Total Market Discount

$999,999,999.99

Taxable

$999,999,999.99

Government

$999,999,999.99

Tax Credit

$999,999,999.99

Clean Renewable Energy

$999,999,999.99

Other

$999,999,999.99

U.S. Treasury

$999,999,999.99

Tax Exempt

$999,999,999.99

Tax Exempt, AMT

$999,999,999.99

Total Acquisition Premium

$999,999,999.99

Taxable

$999,999,999.99

Government

$999,999,999.99

Tax Credit

$999,999,999.99

Clean Renewable Energy

$999,999,999.99

Other

$999,999,999.99

U.S. Treasury

$999,999,999.99

Tax Exempt

$999,999,999.99

Tax Exempt, AMT

$999,999,999.99

Summary of Dividend Distributions and Related Events

Date of Last Activity 06/29/17

ORIGINAL ISSUE DISCOUNT

CATEGORY

AMOUNT

Total Ordinary Dividends

$999,999,999.99

Nonqualified

$999,999,999.99

Qualified

$999,999,999.99

Government

$999,999,999.99

Short Term Gains

$999,999,999.99

Short Term Gains, Qualified

$999,999,999.99

Total Capital Gain Distributions

$999,999,999.99

Long Term Gains

$999,999,999.99

Unrecaptured Section 1250

$999,999,999.99

Section 1202

$999,999,999.99

Collectibles (28%)

$999,999,999.99

Returns of Capital

$999,999,999.99

Cash Liquidations

$999,999,999.99

Noncash Liquidations

$999,999,999.99

Total Tax Exempt

$999,999,999.99

Tax Exempt

$999,999,999.99

Tax Exempt, AMT

$999,999,999.99

Total U.S. Sourced

$999,999,999.99

Total Non-U.S. Sourced

$999,999,999.99

CHARGES, EXPENSES, TAXES AND FEES

CATEGORY

AMOUNT

Total Charged, Short Positions

$999,999,999.99

Total Investment Expenses

$999,999,999.99

Nonqualified

$999,999,999.99

Qualified

$999,999,999.99

Tax Exempt

$999,999,999.99

Tax Exempt, AMT

$999,999,999.99

Other Fees

$999,999,999.99

ADR Fees

$999,999,999.99

Taxes Paid

$999,999,999.99

Federal Backup Withholding

$999,999,999.99

FATCA Tax

$999,999,999.99

Nonresident Alien Taxes Paid

$999,999,999.99

Foreign Taxes

$999,999,999.99

State Taxes Withheld

$999,999,999.99

California

$999,999,999.99

Maine

$999,999,999.99

Summary of Miscellaneous Income and Related Events

Date of Last Activity 06/29/17

DIVIDENDS AND DISTRIBUTIONS

CATEGORY

AMOUNT

Rents

$999,999,999.99

Royalties

$999,999,999.99

Royalty Distribution

$999,999,999.99

Section 1231 Gains

$999,999,999.99

Other Income

$999,999,999.99

Other Income

$999,999,999.99

Contract Fees

$999,999,999.99

Nonemployee Compensation

$999,999,999.99

Substitute Payments

$999,999,999.99

Dividends

$999,999,999.99

Interests

$999,999,999.99

Capital Gains

$999,999,999.99

Other

$999,999,999.99

Total U.S. Sourced

$999,999,999.99

Total Non-U.S. Sourced

$999,999,999.99

CHARGES, EXPENSES, TAXES AND FEES

CATEGORY

AMOUNT

Total Charged, Short Positions

$999,999,999.99

Total Investment Expenses

$999,999,999.99

Nonqualified

$999,999,999.99

Qualified

$999,999,999.99

Domestic Taxes Paid

$999,999,999.99

Federal Backup Withholding

$999,999,999.99

State Taxes Withheld

$999,999,999.99

California

$999,999,999.99

Maine

$999,999,999.99

FATCA Tax

$999,999,999.99

Nonresident Alien Taxes Paid

$999,999,999.99

Foreign Taxes Paid

$999,999,999.99

Creditable

$999,999,999.99

Refundable

$999,999,999.99

Summary of other non-form 1099 Reportable Distributions, Charges and Related Events

Date of Last Activity 06/29/17

OTHER DISTRIBUTIONS

CATEGORY

AMOUNT

Option Premiums from Convertibles

$999,999,999.99

Puerto Rico Federally Exempt

$999,999,999.99

Puerto Rico Sourced

$999,999,999.99

U.S. Government

$999,999,999.99

U.S. Municipal

$999,999,999.99

Partnership Distributions

$999,999,999.99

Deferred to Next Tax Year

$999,999,999.99

Dividends

$999,999,999.99

Royalties

$999,999,999.99

Interests

$999,999,999.99

Foreign Tax Refunds

$999,999,999.99

Gain/Loss from Foreign Currency Exchanges

$999,999,999.99

Debts Cancelled

$999,999,999.99

Bankruptcy

$999,999,999.99

Other judicial debt relief

$999,999,999.99

Statute of limitations or expiration of deficiency period

$999,999,999.99

Foreclosure election

$999,999,999.99

Debt relief from probate or similar proceeding

$999,999,999.99

By agreement

$999,999,999.99

Decision or policy to discontinue collection

$999,999,999.99

Other actual discharge before identifiable event

$999,999,999.99

CHARGES, EXPENSES, TAXES AND FEES

CATEGORY

AMOUNT

Short Income Charges

$999,999,999.99

Short Debit Fees

$999,999,999.99

Margin Interest

$999,999,999.99

Management Fees

$999,999,999.99

Advisory Fees

$999,999,999.99

Other Account Fees

$999,999,999.99

Expenses

$999,999,999.99

Nondeductible Organizational Expenses

$999,999,999.99

Taxes Paid

$999,999,999.99

Severence Tax

$999,999,999.99

Foreign Taxes Paid

$999,999,999.99

Partnership Distributions

$999,999,999.99

Nondeductible Substitute Payments

$999,999,999.99

Form Box

Account Search

Income Distribution

Income Distribution

Income Distribution

DOCUMENT STATUS

IDENTIFICATION NUMBER

Product Type

Location

Last Activity Date

QUALIFIED STATED INTERESTS

CHARGES, EXPENSES, TAXES AND FEES

ADJUSTMENTS TO QUALIFIED STATED INTERESTS

ORIGINAL ISSUE DISCOUNT

CHARGES, EXPENSES, TAXES AND FEES

ADJUSTMENTS TO ORIGINAL ISSUE DISCOUNT

ORIGINAL ISSUE DISCOUNT

CHARGES, EXPENSES, TAXES AND FEES

DIVIDENDS AND DISTRIBUTIONS

CHARGES, EXPENSES, TAXES AND FEES

OTHER DISTRIBUTIONS

CHARGES, EXPENSES, TAXES AND FEES

Form Box

Profit/Loss

Withholding